The climate change regulatory framework and indigenous peoples’ lands in Africa: Human rights implications , livre ebook

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2016

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359

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English

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Ebook

2016

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Employing a human rights approach, this book analyses the adequacy of climate change regulatory frameworks at international, regional and national levels to protect indigenous peoples’ lands in Africa. It demonstrates that without appropriate legal protection, climate change and the implementation of its response measures can adversely affect a range of their human rights. The book explores how the African human rights system may effectively address the protection of indigenous peoples' lands in the context of adverse effects of climate change in Africa.
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01 janvier 2016

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9781920538521

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English

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The climate change regulatory framework and indigenous peoples’ lands in Africa: Human rights implications
Ademola Oluborode Jegede LLD, LLM (UP), LLB (Ife) BL Department of Public and International Law, University of Venda, South Africa
2016
The climate change regulatory framework and indigenous peoples’ lands in Africa: Human rights implications
Published by: Pretoria University Law Press (PULP) The Pretoria University Law Press (PULP) is a publisher at the Faculty of Law, University of Pretoria, South Africa. PULP endeavours to publish and make available innovative, high-quality scholarly texts on law in Africa. PULP also publishes a series of collections of legal documents related to public law in Africa, as well as text books from African countries other than South Africa. This book was peer reviewed prior to publication.
For more information on PULP, see www.pulp.up.ac.za
Printed and bound by: BusinessPrint, Pretoria
To order, contact: PULP Faculty of Law University of Pretoria South Africa 0002 Tel: +27 12 420 4948 Fax: +27 86 610 6668 pulp@up.ac.za www.pulp.up.ac.za
Cover: Yolanda Booyzen, Centre for Human Rights
ISBN: 978-1-920538-52-1
© 2016
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TABLE OF CONTENTS
Foreword Acknowledgments Dedication List of abbreviations Table of cases List of instruments
vi viii ix x xiv xvi
Introduction 1 Background 1 1.1Intersecting terms? Indigenous peoples, forest-dependent peoples and local populations4 1.2 Overlapping issues? Climate change, environment, forests and indigenous peoples’ lands10 1.3 Intersecting governance: Defining a climate change regulatory framework14 2 Methodology 18 2.1 A human rights framework as a tool of analysis19 2.2 A human rights framework as a prescriptive tool22 2.3 Case studies for analysis22 3 Limitations 26 4 Synopsis 28
Human rights and climate change: Conceptual framework 1 Introduction 29 2 Climate change: An environmental or human rights concern? 30 2.1 Climate change as an environmental concern32 2.2. Climate change as a human rights concern41 3 Human rights as a conceptual framework: Which approach and what features? 45 3.1 Human rights and schools of thought45 3.2 Core human rights principles50 4 Conclusion 71
The notion of indigenous peoples’ land rights and adverse effects of climate change in Africa 1 Introduction 73 2 The nature of indigenous peoples’ land rights 73 2.1 Land use as an emblem of cultural and environmental integrity74 2.2 Indigenous peoples’ land tenure: Essential features84 2.3 Concept of parallel use95 3 Cause and effect of climate change as threat to land-tenure and use 97 3.1Cause of climate change as a threat97 3.2 Climate change as a threat102 3.3 Effects of climate response as a threat105 4 Conclusion 107
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The international climate change regulatory framework in relation to indigenous peoples’ lands 1 Introduction 109 2 Regulatory frameworks on the responses to climate change 111 2.1 The international adaptation regulatory framework112 2.2 The international regulatory framework and mitigation127 3 Subordinating notions in the international climate regulatory framework 151 3.1Notion of ‘sovereignty’151 3.2 Notion of ‘country-driven’158 3.3 Deference to ‘national legislation’161 4 Conclusion 164
National climate change regulatory frameworks in relation to indigenous peoples’ lands: Case studies of Tanzania, Zambia and Nigeria 1 Introduction 165 2 Significance of a domestic regulatory framework 165 3 Domestic climate change regulatory response of adaptation 166 3.1 Implications of inadequate reflection of land tenure and use in adaptation process168 4 National climate change regulatory response of REDD+ as a mitigation measure 170 4.1 REDD+ readiness in selected states of Africa in relation to indigenous peoples’ lands171 5 Conclusion 212
The inadequacy of the national climate change regulatory framework in relation to indigenous peoples’ lands: A human rights framework as a regional response 1 Introduction 213 2 Legal basis for the application of a regional human rights framework 213 3 Assessing national regulatory frameworks in the context of a regional human rights framework 217 3.1 Incompatibility of national climate regulatory framework with obligations of states217 3.2Threat to a range of rights221 4 The regional climate change regulatory framework and potential for human rights 238 4.1 Committee of African Heads of State and Government on Climate Change239 4.2 African Ministerial Conference on the Environment241 4.3 Climate for Development in Africa (ClimDev-Africa) Programme243 4.4 African Union Commission250 4.5 New Partnership for African Development252 4.6 Pan-African Parliament255 4.7 Peace and Security Council258
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Potentials in regional human rights mechanisms with focus on the Commission 261 5.1 Promotional functions262 5.2 Protective mandate274 5.3 Interpretive functions277 5.4 Assembly-entrusted tasks278 Conclusion 279
Conclusion and the way forward 1 Conclusion 2 The way forward 2.1 International level 2.2 National level 2.3 Regional level
Bibliography Index
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281 284 285 287 288
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FOREWORD
In recent years, the importance of a human rights perspective on environmental protection has become increasingly clear. One sign of the rising level of attention to the intersection of human rights and the environment is the March 2012 decision by the United Nations Human Rights Council, the principal UN human rights body, to appoint an ‘independent expert’ to study and report on human rights obligations relating to the enjoyment of a safe, clean, healthy and sustainable environment.
I had the honor of being appointed as the first independent expert a few months later. In that role, I held consultations in every region of the world, researched (with the help of many attorneys working on apro bonobasis) virtually every decision and statement by international human rights bodies on environmental matters, and received input from many stakeholders. In a series of public reports to the Council, I explained how human rights bodies around the world have applied existing human rights to environmental issues and thereby created a rapidly evolving jurisprudence of environmental human rights law. In 2015, the Council appointed me to a second three-year term, as the first Special Rapporteur on human rights and the environment. The main conclusion of my mandate has been that human rights and environmental protection are inextricably interlinked. A healthy environment is necessary for the enjoyment of a vast range of human rights, including rights to life, health, property, food, water, housing, development, and self-determination. Indeed, many countries have recognized a free-standing human right to a healthy environment as a way of expressing this relationship. Conversely, the exercise of human rights, including rights of free expression and association, the right to information, and the right of public participation in governmental decision-making, is necessary to ensure that the concerns of those who are most affected by environmental harm are taken into account. Respect for human rights helps to safeguard a healthy environment, and a healthy environment enables the enjoyment of human rights.
A human rights perspective is particularly important in bringing attention to the rights of those who are marginalized and vulnerable. Among the most vulnerable are indigenous peoples, whose reliance on the environment makes them especially susceptible to environmental harm. To protect their human rights, it is necessary to protect the natural resources on which they depend from exploitation and degradation, including from the effects of climate change.
Mary Robinson, the former United Nations High Commissioner for Human Rights, has called climate change the greatest threat to human rights in the twenty-first century. As average global temperatures rise, so do climate-related disasters such as extreme weather events, heat waves, rising sea levels, and drought, which bring illness, injury, death, and displacement in their wake. The greater the increase in temperature, the greater the foreseeable harm to human rights. The most vulnerable, including indigenous peoples, will suffer the most. The grave threats
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posed by climate change to the full enjoyment of human rights are now well-established at the global level, but much more needs to be done to study and explain its effects on the human rights of particular communities in particular regions. Here is where this new book by Professor Ademola Oluborode Jegede excels. He has a clear understanding of the applicable human rights norms and of the international climate regime, and he brings this understanding to bear on the particular situation of indigenous communities in Africa. He has conducted extensive research into case studies in Tanzania, Zambia, and Nigeria. His analysis is rigorous and thorough, and his conclusions and recommendations are persuasive.
In particular, governments should take very seriously his warnings that the regulatory framework established by the international climate regime, especially in relation to REDD, does not adequately protect indigenous peoples’ rights to land tenure and use. States do not check their human rights obligations at the door when they undertake actions to address climate change. Protecting forests is critical to combatting climate change, but it must be done in ways that respect and protect the rights of those who have long depended on those forests.
In the Paris Agreement adopted by States in December 2015, the signatories agreed that the ‘Parties should, when taking action to address climate change, respect, promote and consider their respective obligations on human rights, the right to health, the rights of indigenous peoples, local communities, migrants, children, persons with disabilities and people in vulnerable situations and the right to development, as well as gender equality, empowerment of women and intergenerational equity.’
This language marks the recognition by the international community that human rights should be taken into account in all actions addressing climate change. This is an important and necessary step – but it is only a first step. Now comes the hard work of implementing this commitment as well as the other commitments in the Paris Agreement. Taking human rights into account requires careful study of the effects of climate change on vulnerable communities, and of how their rights can and should be employed to assist in the long struggle against climate change that is now underway. Professor Jegede’s exemplary work helps to demonstrate how such studies should proceed. Even more important, to all the stakeholders working in this important area, it provides a useful basis for more effective national and international policies to protect the human rights of those who are most vulnerable to climate change.
John H. Knox United Nations Special Rapporteur on human rights and the environment Geneva, Switzerland
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ACKNOWLEDGMENTS
If I have been successful in writing this book, it is only because I have been greatly helped. My appreciation goes to my ever present help in this journey, the one who came to save his own, the Lord Jesus, for ordering my path aright, Emmanuel, you have done all things well! Of course, I am thankful to the people who did not leave me alone to my struggle. They are many, but I single out Professor Michelo Hansungule, for his fatherly direction and recommendations, from the conception to the delivery of the book, urging me that my focus is not misplaced: my goal is possible, yes it is achievable! Of no less importance to me in the race is Professor Frans Viljoen, the pleasant director of the Centre for Human Rights, University of Pretoria; thank you for igniting the fire, empassioning my hope and drive, and approving me for research interactions and opportunities. My appreciation also goes to Professor Magnus Killander for his contributions and comments, and Tshepo Madlingozi, the critical but caring ‘Shepherd’ of this book. Each and every one of you put your wisdom and understanding within my reach, I am humbled and grateful.
The book would not have been possible without assistance from other sources. I received much help from research visits to Abo Akademi, Finland and the Centre for International Environmental Law (CIEL), the United States of America. I gained a lot from consultation meetings in relation to human rights and climate change in different fora, particularly in Geneva, Switzerland with Professor John Knox, the United Nations Independent Expert on Human Rights and the Environment and later, the United Nations Special Rapporteur on the Issue of Human Rights Obligations Relating to the Enjoyment of a Safe, Clean, Healthy and Sustainable Environment. I recognise that these opportunities guided me to what I needed to know on a broad subject in necessarily short visits. Much encouragement, I am thankful, was given to me by Dean Annette Lansink, School of Law, University of Venda, Thohoyandou, who kindly ensured the appropriate academic environment that I enjoyed in making this book a reality. I am touched and full of appreciation to Lizette Hermann and Yolanda Booyzen of the Centre for Human Rights for their assistance with the layout, design and other technical details required for the publication of the book.
I hope it will be understood, and very well too, if I extend my deepest gratitude to my children, Toluwani, Oluwatoni, Temiloluwa and Oluwataayo for their understanding on this journey; and finally, for her love, faith and encouragement over the past ten years, my sweet angel, Bolaji. Surely, I have incurred incalculable debts, sweetheart, to you and the children. I can only ask that you remain strong with me in the hope and belief that rewards will come. Yes! Somehow for the better, the faithful one has promised, sweetheart, the climate will change!
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DEDICATION
Bolaji (BJ), your sacrifice is much!
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AA ACJP ACPC AEC AfDB AF AFB AGN AMCEN AMESD APRM ASF AU AUC AWG-KP
AWG-LCA
BDP CAHOSCC
LIST OF ABBREVIATIONS
CANA CBD CBFM CCBA CCDA CCDU CDM CDSF CERD CESCR CEWS CIEL CKGR COP/CP CRC CRMAS CRMC CRN CRS CSD DRC DREA ECHR ECOWAS EIA ECCAS ENRMMP
ERA
Administrative Agent Australian Climate Justice Programme African Climate Policy Centre African Economic Community African Development Bank Adaptation Fund Adaptation Fund Board African Group of Negotiators on Climate Change African Ministerial Conference on the Environment African Monitoring of Environment for Sustainable Development African Peer Review Mechanism African Standby Force African Union African Union Commission Ad-hoc Working Group on Further Commitment for Annex 1 Parties under the Kyoto Protocol Ad-hoc Working on Long Term Cooperative Action Under the Convention Bureau for Development Policy Committee of African Heads of State and Government on Climate Change Climate Action Network Australia Convention on Biological Diversity Community Based Forest Management Climate, Community and Biodiversity Alliance Climate Change and Development in Africa Conference Climate Change and Desertification Unit Clean Development Mechanism ClimDev Special Fund Convention on the Elimination of Racial Discrimination Committee on Economic, Social and Cultural Rights Continental Early Warning System Centre for International Environmental Law Central Kalahari Game Reserve Conference of Parties Committee on the Rights of the Child Climate Risk Management and Adaptation Strategy Climate Response Measures Commission Coalition for Rainforest Nations Cross River State Commission on Sustainable Development Democratic Republic of Congo Department of Rural Economy and Agriculture European Court of Human Rights Economic Community of West African StatesEnvironmental Impact Assessment Economic Community of Central African States Environment and Natural Resources Management and Mainstreaming Programme Environmental Rights Action
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EU FAO FCPF FIELD
FOE FPIC FR FRIN GCF GEF GEFTD HRC IACHR ICAO ICCPR ICESCR ICHRP ICJ ICJ IDDC IDLO IDP IFAD IFC IGAD IIED IIPFCC IISD IITC ILO ILUA IMO IOC IPAF IPACC IPCC IPFP IUCN IWGIA JSWG KP LAC LDC LDCF LULUCF MAFS MALE MEA MEM MFIC MFLD MITC MJCA
European Union Food and Agricultural Organisation Forest Carbon Partnership Facility Foundation for International Environmental Law and Development Friends of the Earth Free Prior Informed Consent Forest Reserves Forestry Research Institute of Nigeria Green Climate Fund Global Environment Facility Global Environment Facility Trust Fund Human Rights Committee Inter-American Court of Human Rights International Civil Aviation Organisation International Covenant on Civil and Political Rights International Covenant on Economic, Social and Cultural Rights International Council on Human Rights Policy International Commission of Jurists International Court of Justice International Disability and Development Consortium International Development Law Organisation Internally Displaced Persons International Fund for Agricultural Development International Finance Corporation Intergovernmental Authority on Development International Institute for Environment and Development International Indigenous Peoples Forum on Climate Change International Institute for Sustainable Development International Indian Treaty Council International Labour Organisation Integrated Land Use Assessment International Maritime Organisation Indian Ocean CommissionIndigenous Peoples Assistance Facility Indigenous Peoples of Africa Coordinating Committee Intergovernmental Panel on Climate Change Indigenous Peoples Focal Points International Union for Conservation of Nature International Work Group for Indigenous Affairs Joint Secretariat Working Group Kyoto Protocol Lands Acquisition Act Least Developing Countries Least Developed Countries Trust Fund Land Use, Land-Use Change and Forestry Ministry of Agriculture and Food Security Ministry of Agriculture, Livestock and Environment Multilateral Environmental Agreements Ministry of Energy and Minerals Ministry of Foreign Affairs and International Co-operation Ministry of Fisheries and Livestock Development Ministry of Industry, Trade and Cooperatives Ministry of Justice and Constitutional Affaires
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