INTERNAL FILE AUDIT CHECKLIST

FILE REVIEW FORM FACE TO FACE/PAPER REVIEW CDS 6 noted? Y /N £………. File Ref. : ......................................... Client Name : ......................................... Fee Earner : Matter Type : PST MCP MCA CCP CCA ARV PRL PCL Date of Review : ........................... Legal Reviewer : ......................................... A Review of Substantive Legal Issues and Advice - See Substantive Legal Checklist attached (to include a review of the application of the sufficient benefit test/interest of justice test/other merits test as appropriate). Notes and comments B Procedural Review - See Procedural File Audit Checklist attached Notes and comments C Corrective Action Required (to address Procedural or Legal Points raised) Date for Completion D Follow up supervision required? If so, specify what By when? E Training needs identified? If so specify what By when? F Date Action Fee Earner’s Confirmation that Corrective Action has been carried out and any comments Taken G Confirmation by Reviewer that Corrective Action has been put in place I confirm that the necessary Corrective Action (see Box C above) has been carried out; or that appropriate explanations have been provided by the Fee Earner and recorded in Box D, and that the Internal Audit can now be closed out. Signed : ...