UC Internal Audit Manual - Updated 060909

UNIVERSITY OF CALIFORNIA INTERNAL AUDIT MANUAL CONTENTS SECTION 1000 AUTHORITY, ORGANIZATION AND PROFESSIONAL STANDARDS 1100 Internal Audit Charter 1200 Policy on Dual Reporting for Internal Audit Appendix 1200.1 – Organizational Chart Appendix 1200.2 – Responsibility Chart 1300 Professional Standards and Ethics Appendix 1300.1 – Professional Standards and Ethics Appendix 1300.2 – Professional Standards and Ethics Cross-Reference SECTION 2000 INTERNAL AUDIT PROGRAM 2100 History and Overview 2200 Customers and Services 2300 Communications 2400 Role of the Office of Audit Services 2500 Guidelines for Local Audit Oversight Committees Appendix 2500.1 – Sample Audit Committee Charter SECTION 3000 INTERNAL AUDIT PROGRAM PLANNING AND REPORTING 3100 Strategic Plan 3200 Operating Plans Appendix 3200.1 – Annual Audit Planning Timeline Appendix 3200.2 – Risk Model Appendix 3200.3 – Audit Universe 3300 Monitoring and Reporting Appendix 3300.1 – Standard Time Categories and Definitions University of California 7/27/2011 Page 1 UNIVERSITY OF CALIFORNIA INTERNAL AUDIT MANUAL CONTENTS SECTION 4000 PERSONNEL 4100 Roles and Responsibilities Appendix 4100.1 – Sample Job Description (Staff/Senior) Appendix 4100.2 – Sample Job Description (Principal/Supervisor) Appendix 4100.3 – Sample Job Description (Associate Director/Manager) ...