Preparing for Effective Internal Audit

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Sama Internal Audit School SAMA INTERNAL AUDIT SCHOOL PPPPrrrreeeeppppaaaarrrriiiinnnngggg ffffoooorrrr EEEEffffffffeeeeccccttttiviviviveeee IIIInnnntttteeeerrrrnnnnaaaallll AAAAuuuudddditititit Three Day Course on Internal Audit ( includes basics of IT Auditing and Combating Fraud – a must for today’s Internal Auditor) th th 12 – 14 February 2009 Venue – VITS Hotel. Andheri Kurla Road, International Airport Zone, Andheri (East), Mumbai - 400059 Get a well grounded foundation in the concepts of Internal Auditing Panel of Speakers Gain an awareness of tools and techniques for performing value added audits • Deepjee Singhal, Understand COSO Internal Control framework using case studies Learn how to write audit findings and selling your recommendations • Manish Pipalia, Learn basics about IT auditing, fraud detection and prevention • Jairam Rajshekhar, A certificate of participation will be given to each participant. • Anil Chiplunkar Organised by Sama Audit Systems & Softwares Pvt Ltd 601, Janki Centre, 29, Shah Industrial Estate, Off Veera Desai Road, Andheri (West), Mumbai 400053 Tel : +91-22-26743675/ 32670369 / +91-9870414071 www.samaaudit.com Sama Internal Audit School Course ...

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Publié par	Thaub
Nombre de lectures	27
Langue	English

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SAMAINTERNAL AUDITSCHOOL

Preparing forEffectiveInternal Audit Three Day Course on Internal Audit ( includes basics of IT Auditing and Combating Fraud –a must for today’s Internal Auditor) th th 12– 14February 2009 Venue– VITS Hotel. Andheri Kurla Road, International Airport Zone, Andheri(East), Mumbai - 400059

Get a well grounded foundation in the concepts of Internal Auditing Panel of Speakers Gain an awareness of tools and techniques for performing value added audits •Deepjee Singhal, Understand COSO Internal Control framework using case studies Learn how to write audit findings and selling your recommendations •Manish Pipalia, Learn basics about IT auditing, fraud detection and prevention •Jairam Rajshekhar, A certificate of participation will be given to each participant.•Anil Chiplunkar Organisedby Sama Audit Systems & Softwares Pvt Ltd 601, Janki Centre, 29, Shah Industrial Estate, Off Veera Desai Road, Andheri (West), Mumbai 400053 Tel : +91-22-26743675/ 32670369 / +91-9870414071

ww.samaaudit.com

SamaInternal Audit SchoolCourse Introduction 3.30 p.m. – 5.30 p.m. Internal Audit – Techniques ( Contd) The volatility of current business environment and Control Self Assessment using case studies, Use of Audit increasing activism of Directors for stronger Corporate Process Tools – electronic work papers, review tools, GRC Governance processes has made change inevitable in softwares available generally in the global market Internal Audit. New business challenges make Internal Auditors to keep pace with all the changes that affect owners Day 2 and managers. Although the roots of internal auditing haven’t changed, the evolution of the profession is unfolding 9.30 a.m. – 11.00 a.m. in directions that might not have been projected afew Internal Audit – Internal Controls decades ago. Understanding Internal Controls – the essence of internal Internal auditors need to start performing from day 1. The audits, COSO – Internal Control – Integrated Framework, time for adaptation for new team members to the basics and Components of COSO, Highlights of Sarbanes Oxley Act start performing has come down drastically. For requirements, Self Assessments. experienced team members remaining abreast with the basics is critical to ensure consistency in quality delivery. In 11.15 a.m. – 12.45 p.m. light of these trends, we at Sama have taken this initiative to Internal Audit – Internal Controls support organisations and professional firms to help Application of COSO in Small and Medium Enterprises, enhance their Internal Audit Team’s performance by Application of components of COSO – A case study, equipping them with the basics of Internal Auditing. Documenting Internal Controls, Process mapping including The course is being delivered by experienced practicing flowcharting techniques and preparation of control professionals who have more than two decades of on ground checklists exposure in Internal Audits and organizing trainingprogrammes. The overall course delivery will be a mix of1.45 p.m. – 3.15 p.m. theory, case studies and discussions.Internal Audit – Communication Writing Effective Audit Reports, Reporting to Audit Committee Day 1 How Clients Regard Auditors, Need for Good Relations 3.30 p.m. – 5.30 p.m. 8.45 a.m. – 9.15 a.m. Internal Audit – Communication Registration Resolving Conflict, Feedback from Client, A Consultive Approach, The Interview Questionnaire, Communication – 9.15 a.m. – 9.30 a.m. Listening, Participative Auditing. Introduction and Programme Overview Day 3 9.30 a.m. – 11.00 a.m. 9.30 a.m. – 11.00 a.m. Internal Audit – An Introduction Combating Frauds Role of Internal Audit, Definition of Internal Audit, Fraud – Basics, High potential areas for fraud occurrence, Professional Standards of Internal Audit, IIA Inc., USA, indicators of potential fraud, techniques for preventing Internal Auditing Standards, ICAI, Major developments in fraud, what to do when you suspect fraud.the field of Internal Auditing – COSO, SOX, Clause 49 ofListing Agreement of Stock Exchange, etc. and Leading edge11.15 a.m. – 12.45 p.m. trends in Internal AuditInformation Technology Audit – An Introduction Understanding of why, what and how of Information 11.15 a.m. – 12.45 p.m.Systems Audit, Awaresness about few of the international standards and practices like ISO27001, ISO20000, PCI-DSS Internal Audit – Planningetc, used for IT / IS Audits. Audit Charter, Planning an Internal Audit – How to use risk 1.45 p.m. – 3.15 p.m. assessment to assist in building an audit programme, Information Technology Audit – Computer Preparing an Audit Plan – a manufacturing company case Forensics study, Planning an Internal Audit for Small and Medium What is computer forensics, terminologies and processes Enterprises used in computer forensics, challenges faced by the investigators. Depicting use of computer forensic techniques 1.45 p.m. – 3.15 p.m. using couple of case studies. On-going development / enhancement of computer forensics. Internal Audit – TechniquesConducting preliminary surveys, Use of Ratio Analysis,3.30 p.m. – 5.30 p.m. Relationship of Financial and Non Financial Data,Internal Audit – Use of IDEA – Data Analysis Importance of Desk Research, Pre Audit Meeting , AuditSoftware Programmes, Sampling Techniques,Use of Questionnaires, UsingComputer Assisted Audit Tools and Techniques Planning Interviews, Maintaining Working Papers, Types of(CAATs) - IDEA Data Analysis Software, main featuresfor Audit Evidence, Use of CAAT’s, Mid Term Reviews,Audi t auditing -Findings, Conducting closing meetings, Auditee Feedback

SamaInternal Audit School

Case Studies

1. DetectingBenami Accounts in a Bank Branch under

KnowYour Customer (KYC) Guidelines.

2. Identifyingwasteful procurementsand untimely

procurementsof High Value Non-Moving Inventory.

3. Isolatingduplicate Meters and short charging of Energy

Chargesin an Electricity Utility company.

4. Analysing discretionarypreferential sales discount schemesin Retail Malls which may have a revenue implicationfor the Store. 5. Zeroeing-in on out of officehour internet access and accessto prohibited and sensitive websites through firewallweblog audits. Many more interesting real world audit case studies using IDEA Data Analysis Software and Continuous Control Monitoring within IDEA.

Programme Design & Delivery Sama reserves the right to change any Topic/Speaker in the event of any contingency.

ho Should Attend

Managers /Sr. Managers in internal Audit Practicing Internal auditors Students of internal auditing Risk Managers Accountants Finance Managers

hy you cannot miss this event

Targeted at entry and middle level Internal Auditors in Industries and Professional firms, this three-day training course addresses some of the processes that allow performance of Superior Internal Audit. This course will address what it takes to successfully tackle Internal Audit challengesin an organisation. Thedynamics of executing an Internal Audit Assignmentill be analysed and delegates will be empowered with skills to lead the process and to effectively direct and manage such assignments. The workshop will contain a blend of presentations, case studies, hands-on participant exercises and discussion.There will be ample opportunity to interactwith experienced internal audit practitioners.

Registration Fees

Rs. 8,427/- for one delegate (Inclusive of Service Tax)For Foreign Delegates :USD 250 perdelegate Rs. 6,742/- per delegate for more than 5 delegates from the same organization (Inclusive of Service Tax)For Foreign Delegates: USD 200 perdelegate

SamaInternal Audit School

About SAMA Enabling Business Excellence - that's ourfocus. Raise performance levels of internal auditors- that's our objective. Sama Audit Systems & Softwares Pvt. Ltd.-that'sus. Our "Excellence" model enables us to deliver: Enhanced Performance Efficiency Maximization Effective Delivery We offer software solutions, training and services that enable business excellence through our pool of experienced professionals.We seek to work closely with Internal Audit departments. Our customised solutions help an organisation to meet its specific needs. Driven by a passion for this field, it is our objective to elevate the function of Internal Audit within the organisation by enlightening Auditors and the Management. Sama are the pioneers in promotion of audit and risk management software tools - Audit Process Tools from Methodware Ltd. New Zealand and Data Analysis Software - IDEA from Caseware Idea Inc., Canada in India.

Methodware Methodware is a world leading producer of Risk Management and Internal Audit software. Regardless of your organization's size and needs, these powerful and user-friendly tools will simplify your assessment process. These solutions incorporate/are consistent with internationally recognised GRC standards, methodologies, recommendations and legislation, including the Sarbanes-Oxley Act and Basel II. Methodware is extensively represented across the globe, with offices in the United Kingdom, North America and New Zealand and a network of partners selling and supporting ourproducts in over 80 countries worldwide

IDEA Data Analysis Software IDEA is used in over 90 countries in 13 languages, by major accounting firms, federal, state, provincial and local government, corporations in all industry sectors and by universities as a teaching tool. The power and functionality of IDEA have attracted users who are financial and internal auditors, forensic accountants and fraud investigators, financial managers, general and systems consultants, educators, statisticians and information systems professionals.With IDEA , you can read, display, analyze, manipulate, sample or extract from data files from almost any sources – mainframe to PC, including reports printed to a file.IDEA has functions and features not found in any other product, to help you work more efficiently and effectively and with more value to your organizations. Sama is an authorised distributor and trainer of these tools in South Asia and Middle East.

Trainin More than 75 cutting edge practical workshops over last eight years on Internal Audit, Risk Management, Internal Controls, Audit Process, Sharing of Audit Experiences. Participation of senior audit and finance professionals from over 200 leading organizations in Mumbai , Bangalore, Chennai and Pune - list from earlier workshops given below. Promoting adoption of best practices in Internal Audit in India through these workshops.

Payment Please enclose Cheque / DD payable at Mumbai in favour of ‘Sama AuditSystems & Softwares Pvt. Ltd.’For overseas delegates the payment may be made by wire transfer – net of all Bank Charges Registration fee is non-refundable. A replacement is always welcome

FOUR EASY WAYS TO REGISTER MAILMumbai Office :Mr. Hitesh Dattani 601, Janki Centre, 29, Shah Industrial Estate, Off Veera Desai Road,Andheri (W), Mumbai – 400053 Pune Office :11, Chaitraban, Block ‘A’, V Floor, Mumbai Pune Road, Pune – 411 003. +912226743675 PHONE/ +919870414071 FAX Sama Audit Systems & Softwares Pvt. Ltd.+912025511172 info@samaaudit.com EMAIL